Candidate Support

Financial Regulations Check

You can now use Financial Regulations Check to verify whether a candidate has had responsibility for Financially Regulated activities.

Include Financial regulation and compliance for Financially regulated sectors, senior hires for all sectors, and roles across sectors dealing with Finances, Investments, Budget, Accounting, and Money.

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Key features

Speak to us about the importance of Financial Regulatory check for your business and sector.

Actionable Insights

Smart and tailored online reference templates help you collect the right information to enable informed decision making quickly.

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Fast turnaround

Employment checks are typically completed in x days with discounts for missed targets.

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Our employment reference check is typically completed in just 2 days.

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Our Financial Regulations Checks report on the following information

  • Whether the candidate has had responsibility for Financially Regulated activities
  • Checks if an individual has had disciplinary actions by the Financial Regulatory Body
  • Whether the candidate has received Financial sanctions from a country or countries

Why choose Veremark for your Financial Regulations Checks

Fast turnaround times

Simplicity

Our automated solution means you can complete checks within 24hrs
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Configurability

Our digital solution consistently receives 5 star feedback from users
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Candidate Experience

A range of over 20 checks and 32,000 databases to search against on a global scale
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No long contracts

Our automated solution means you can complete checks within 24hrs
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Automation

Our digital solution consistently receives 5 star feedback from users
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Fast Turnaround Times

A range of over 20 checks and 32,000 databases to search against on a global scale

Steps involved in the Financial Regulations Check process

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Check the option for Financial Regulatory Check during background check

This is available to you during the Background check initiation process

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FAQ's

What are Financial Regulations Checks?

Financial Regulations checks verifies whether a candidate has had responsibility for finically regulated activities, and has subsequently received sanctions from the financial regulatory body in a country or countries.

What is included in Financial Regulations Checks?

A Financial Regulatory Search would search if an individual has had the past permission & responsibilities with financially regulated activities. The checks would reveal if an individual has experienced disciplinary actions that have been charged by the Financial Regulatory Body.

Which countries financial regulations background checks available?

For the UK, the Financial Conduct Authority(FCA).

For Singapore, The MAS Register of Representatives.

For Australia, The Australia Securities& Investments Commission (ASIC)

For the USA, The Financial Industry Regulatory Authority (FINRA)

Financial regulations background checks are also available in other countries, including Malaysia, Canada & New Zealand.

For which sectors is Financial Regulatory Checks important?

Financial Regulatory Checks are very important for highly financially regulated sectors. In particular Banking, Financial Services, FinTech, Insurance, Investment banking & funds, Payment Services. In addition, all service-providers that provide contract and temporary personnel to the sector, such as Professional Services, Management Consulting, Business Process Outsourcing, HR / Recruitment / Staffing.

For which candidate roles are financial regulatory checks important?

Financial regulatory checks are important for all candidates in highly financially regulated sectors, and in businesses providing services to those sectors.

What type of background checking service are you looking for?